Speaking Engagement: National Compliance Conference

Join Brandon Klerk, Founder of Halyard Compliance LLC, on November 9th – 11th in Orlando, FL for an interactive session on understanding the critical components of establishing and maintaining a “Culture of Compliance” as put forth by FINRA.

Industry Insights Session: What Does a “Culture of Compliance” REALLY mean?  Participate in an interactive panel discussion led by Brandon Klerk and other industry experts. Better understand the critical components of establishing and maintaining a “Culture of Compliance” as put forth by FINRA.

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Crowdfunding Conference: FUND Conference

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Final DOL fiduciary rule released today!