About Halyard
At Halyard, we believe that there is a better approach to delivering regulatory compliance solutions. A highly personalized and remarkably customized method where clients think of us as part of their team. Clients always work with a senior consultant with relevant expertise and we never hand-off services to junior associates. We are extremely passionate about it, and as former Chief Compliance Officers and Executive Team members it is our mission to effectively deliver it.
In a sea of evolving regulatory requirements, Halyard applies an effective, efficient and practical approach℠ to compliance solutions that focuses on simplifying regulatory compliance and aligning compliance and business goals. Halyard comes armed with a deep understanding and appreciation of the business’s perspective when developing compliance solutions. We are former compliance officers and regulators with hands-on compliance experience in capital markets, trading, sales, operations, accounting, risk management, crowdfunding, municipal advisory, anti-money laundering and more.
Our Services: Leading the Way
Halyard is a leading provider of regulatory compliance consulting services in the financial services industry. We provide an array of highly customized regulatory compliance support services, including annual compliance reviews, AML audits, membership applications, mock audits, AWC independent consultant undertakings, marketing reviews, regulatory filings, ongoing consulting services and much more.
Our Clients: Innovative and Dynamic
Halyard assists client that leverage technology through the development of Artificial Intelligence (“AI”) that integrates with compliance programs, including client programs that have received the CIO Industry Innovation Awarded for cutting edge technology in AI in compliance.
Our clients range in size from complex diversified financial service corporations to fintech start-ups and sole proprietors. From multinational institutions to regional firms, we provide outstanding value to industry participates that are typically members of FINRA, MSRB, NFA, IIROC and/or registered with SEC, CFTC and FinCEN.
Our Team: Providing Breadth of Expertise
Halyard has a diverse network of trusted independent consultants and industry relationships that allows us to quickly adapt to your needs. Our team will come armed with a deep appreciation of business challenges and industry best practices. We are able to quickly customize our team as well as our services for your unique business model and position in the market.
Our Partners: Adding Value
Halyard has worked with a number of respected law firms, industry vendors and other industry participants, which allows us to quickly recruit resources to meet your needs, culture and resources as business evolves.
Your Relationship with Halyard
Halyard endeavors to be viewed as a part of your team and as reliable as any trusted inhouse executive team member.
We will work with you to build a trusted relationship to ensure that we can plan ahead and quickly allocate resources as your business demands. We are available for onsite and offsite support upon reasonable request and pride ourselves in thorough and prompt response. Our technology has cybersecurity measures and we have confidentiality provisions in our agreements. We do not engage in unwanted or inflexible long-term contracts, which allows you to become flexible in the event of unforeseen circumstances.