Speaking Engagement: 2017 NSCP Spring Conference

Join Brandon Klerk, Founder of Halyard Compliance LLC, at the National Society of Compliance Professionals (NSCP) Spring Conference for an interactive panel on Due Diligence of Third Parties.  The conference will be held on Tuesday, May 23rd, 2017, in Chicago, IL at the  Federal Reserve Bank of Chicago.

This session will dig into reviewing the reputation, standards, quality and benefit of a product or service.  In addition, attendees will receive useful tools for conducting a review of third parties.  The session will also focus on:

• Assessing the due diligence of vendors, products and sub-advisor relationships

• Due diligence processes at large and small firms; partnering with business units to follow the processes

• Gathering information and documentation, including standard questionnaires, RFPs and onsite visits for new and existing relationships.

• Red flags that require escalation and the impact to the due diligence process