Speaking Engagement: 2016 National Conference
Join Brandon Klerk, Founder of Halyard Compliance LLC, at the Charles Schwab Compliance Solutions 2016 National Conference on May 5th – 6th in Austin, TX for an interactive session designed for both beginners and experts and will provide a forum for all attendees to share best practices and insights. Session details are below:
“Leveraging Schwab Compliance Technologies®
Thursday May 5, 1:45 p.m. – 2:45 p.m.
Are you getting the most out of your instance of Schwab Compliance Technologies (SCT)? During this session we will focus on the Personal Trading and Case Management modules.
Personal Trading: We will discuss how to effectively leverage business rules, maintain your direct feeds, and resolve missing account exceptions.
Case Management: We will discuss key differences between Case and Affirmations and demonstrate how firms are using Case as an integral component of their Compliance program.
This interactive session is designed for both beginners and experts and will provide a forum for all attendees to share best practices and insights.”
Register Here: https://event.schwab.com/rsvp/invitation/invitation.asp?id=/m1312deb-12ROB3FHDKSV5
