RESOURCE: 2017 Industry Conferences and Events
2017 INDUSTRY CONFERENCES AND EVENTS
9th Annual SPA and MoFo Structured Products Conference
January 24, 2017, New York, NYC
SIFMA AML and Financial Crimes Conference
February 8-9, 2017, New York, NYC
March 2–3, 2017, Washington, D.C.
March 19–22, 2017, San Diego, CA
April 5–7, 2017, Washington, D.C.
SIFMA Equity Market Structure Conference
April, 26 2017, New York, NYC
April 24, 2017, Newport Beach, CA
May 8-11, 2017, Boca Raton, FL
May 9, 2017, New York, NY
Schwab Compliance Solutions National Conference>
May 11-12, 2017, Key Biscayne, FL
May 16–18, 2017, Washington, D.C.
May 23, 2017, Chicago, IL
May 25, 2017, Coconut Grove
June 5-6, 2017, New York, NY
June 12, 2017, Toronto, ON
June 26, 2017, Chicago, IL
2017 Advertising Regulation Conference
October 5 – 6, 2017 • Washington, DC
October 16–18, 2017, Washington, D.C.
Impact — Schwab Showcase Expo>
November 14–17, 2017, Chicago, IL
OTHER EVENTS – Dates and Locations Pending:
Date Pending, 2017, New York, NY
FINRA Cybersecurity Conference
Date Pending, 2017, New York, NY
FINRA District Compliance Events
Dates Pending, 2017, various
SEC/FINRA Compliance Outreach Program for Broker-Dealers
Dates Pending, 2017, Washington D.C. (New York, Atlanta, Dallas, Boston, Chicago and San Francisco)
